I provide legal, regulatory and strategic advice to broker-dealers, investment advisers, finders, investors and their employees. I have over 25 years of experience working at large firms, in-house and at regulatory agencies.
LOCATION: New York, NY
LICENSED TO PRACTICE IN: New York State
CURRENT FIRM: Law Office of Sharon M. Davison
LAW SCHOOL: Columbia University
Corporate and Securities
NOTABLE ROLES/EXPERIENCE: General Counsel/CCO at independent broker-dealer, Chief Compliance Officer for Securities Entities at wealth management bank, Trial Counsel at NYSE,